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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
Preferred Shares Series Y
97 - Other
-120,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$ACO
ATCO LTD. 		Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Common Shares Class II
97 - Other
-11,447,520 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$ACO
ATCO LTD. 		Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class I
11 - Acquisition or disposition carried out privately
-235,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$ACO
ATCO LTD. 		Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Non-Voting Shares Class I
97 - Other
-25,754,636 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class B
11 - Acquisition or disposition carried out privately
-8 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Common Shares Class B
97 - Other
-289,600 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
11 - Acquisition or disposition carried out privately
-621,940 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Non-Voting Shares Class A
97 - Other
-227,901 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Control or Direction)
Preferred Shares Series AA
97 - Other
-232,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
Preferred Shares Series AA
97 - Other
-144,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Control or Direction)
Preferred Shares Series BB
97 - Other
-200,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
Preferred Shares Series BB
97 - Other
-140,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
Preferred Shares Series CC
97 - Other
-76,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Leader's Sponsorship Fund (Control or Direction)
Preferred Shares Series DD
97 - Other
-100,000 vol 		0
Filed 2016-11-04
Tx date 2016-10-31 		$ACO
ATCO LTD. 		Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Common Shares Class II
11 - Acquisition or disposition carried out privately
-4,000 vol 		0
Filed 2016-10-03
Tx date 2016-09-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$20,298
+539 vol
$37.66 each
Filed 2016-10-03
Tx date 2016-09-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$20,261
+538 vol
$37.66 each 		621,940
Filed 2016-09-20
Tx date 2016-09-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$56,941
+1,512 vol
$37.66 each 		227,901
Filed 2016-09-20
Tx date 2016-09-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$20,298
+539 vol
$37.66 each 		621,941
Filed 2016-09-13
Tx date 2016-09-09 		$AKT
Akita Drilling Ltd. 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
Non-Voting Shares
11 - Acquisition or disposition carried out privately 		$-30,905.28
-7,884 vol
$3.92 each
Filed 2016-09-13
Tx date 2016-09-09 		$AKT
Akita Drilling Ltd. 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
Non-Voting Shares
11 - Acquisition or disposition carried out privately 		$-63,072
-7,884 vol
$8.00 each 		25,878
Filed 2016-09-12
Tx date 2016-09-09 		$AKT
Akita Drilling Ltd. 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
Non-Voting Shares
11 - Acquisition or disposition carried out privately
-25,878 vol 		0
Filed 2016-09-12
Tx date 2016-09-09 		$AKT
Akita Drilling Ltd. 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
Non-Voting Shares
11 - Acquisition or disposition carried out privately 		$-30,905.28
-7,884 vol
$3.92 each 		25,878
Filed 2016-06-21
Tx date 2016-06-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$187,279
+5,267 vol
$35.56 each 		621,402
Filed 2016-06-21
Tx date 2016-06-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$56,429
+1,587 vol
$35.56 each 		226,389
Filed 2016-03-04
Tx date 2016-03-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$185,364
+5,700 vol
$32.52 each 		616,135
Filed 2016-03-04
Tx date 2016-03-01 		$CU
Canadian Utilities Limited 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan 		$55,869
+1,718 vol
$32.52 each 		224,802
Filed 2016-02-08
Tx date 2016-01-13 		$AKT
Akita Drilling Ltd. 		Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
Non-Voting Shares
30 - Acquisition or disposition under a purchase/ownership plan 		$625.92
+96 vol
$6.52 each 		33,762