CEO.CA SEDI filings for

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Date	Issuer	Insider	Transaction	Amount	New Balance ⓘ The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2020-12-14 10:51 Tx date 2020-12-11	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,220 +37,000 vol $0.06 each	5,515,600
Filed 2020-12-04 13:42 Tx date 2020-12-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,560 +26,000 vol $0.06 each	5,478,600
Filed 2020-12-02 11:41 Tx date 2020-12-01	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$900.00 +15,000 vol $0.06 each	5,452,600
Filed 2020-12-01 10:12 Tx date 2020-11-30	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,437,600
Filed 2020-11-24 10:49 Tx date 2020-11-23	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$120.00 +2,000 vol $0.06 each	5,436,600
Filed 2020-11-23 09:33 Tx date 2020-11-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,434,600
Filed 2020-11-20 10:50 Tx date 2020-11-19	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,433,600
Filed 2020-11-19 12:19 Tx date 2020-11-18	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,432,600
Filed 2020-11-17 14:59 Tx date 2020-11-16	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,431,600
Filed 2020-11-11 17:39 Tx date 2020-11-10	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,430,600
Filed 2020-11-09 13:24 Tx date 2020-11-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$60.00 +1,000 vol $0.06 each	5,429,600
Filed 2020-07-29 09:39 Tx date 2020-07-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$-1,215 -500 vol $2.43 each	1,293,933
Filed 2020-07-29 09:39 Tx date 2020-07-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$-2,430 -1,000 vol $2.43 each	1,294,433
Filed 2020-07-29 09:38 Tx date 2020-07-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$-146,043 -60,100 vol $2.43 each	1,295,433
Filed 2020-07-29 09:38 Tx date 2020-07-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$-732.00 -300 vol $2.44 each	1,355,533
Filed 2020-07-29 09:37 Tx date 2020-07-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$-244.00 -100 vol $2.44 each	1,355,833
Filed 2020-03-18 14:23 Tx date 2020-03-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,600 +1,300 vol $2.00 each	1,355,933
Filed 2020-03-18 14:23 Tx date 2020-03-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,400 +1,200 vol $2.00 each	1,354,633
Filed 2020-03-18 14:22 Tx date 2020-03-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,390 +9,200 vol $2.00 each	1,353,433
Filed 2020-03-18 14:22 Tx date 2020-03-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,980 +1,000 vol $1.98 each	1,344,233
Filed 2020-03-18 14:21 Tx date 2020-03-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$990.00 +500 vol $1.98 each	1,343,233
Filed 2020-03-18 14:21 Tx date 2020-03-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,600 +800 vol $2.00 each	1,342,733
Filed 2020-03-16 13:02 Tx date 2020-03-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,232 +1,600 vol $2.02 each	1,341,933
Filed 2020-03-12 09:09 Tx date 2020-03-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,868 +3,400 vol $2.02 each	1,340,333
Filed 2020-01-08 13:09 Tx date 2019-12-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,500 +1,000 vol $2.50 each	1,336,933
Filed 2020-01-08 13:07 Tx date 2019-12-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,470 +3,000 vol $2.49 each	1,335,933
Filed 2020-01-08 13:07 Tx date 2019-12-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,400 +1,000 vol $2.40 each	1,332,933
Filed 2020-01-08 13:07 Tx date 2019-12-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,976 +2,400 vol $2.49 each	1,331,933
Filed 2020-01-08 13:06 Tx date 2019-12-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,488 +600 vol $2.48 each	1,329,533
Filed 2020-01-08 13:05 Tx date 2019-12-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,360 +1,400 vol $2.40 each	1,328,933
Filed 2020-01-08 13:04 Tx date 2019-12-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,750 +700 vol $2.50 each	1,327,533
Filed 2020-01-08 13:04 Tx date 2019-12-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$738.00 +300 vol $2.46 each	1,326,833
Filed 2020-01-08 13:03 Tx date 2019-12-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,680 +700 vol $2.40 each	1,326,533
Filed 2020-01-08 13:02 Tx date 2019-12-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,711 +3,900 vol $2.49 each	1,325,833
Filed 2020-01-08 13:02 Tx date 2019-12-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,717 +1,100 vol $2.47 each	1,321,933
Filed 2020-01-08 13:01 Tx date 2019-12-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$242.00 +100 vol $2.42 each	1,320,833
Filed 2020-01-08 13:01 Tx date 2019-12-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$240.00 +100 vol $2.40 each	1,320,733
Filed 2020-01-08 13:00 Tx date 2019-11-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$48,000 +20,000 vol $2.40 each	1,320,633
Filed 2020-01-08 12:59 Tx date 2019-11-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,056 +400 vol $2.64 each	1,300,633
Filed 2020-01-08 12:59 Tx date 2019-11-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,630 +1,000 vol $2.63 each	1,300,233
Filed 2020-01-08 12:56 Tx date 2019-11-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,160 +2,000 vol $2.58 each	1,299,233
Filed 2020-01-08 12:55 Tx date 2019-11-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,260 +500 vol $2.52 each	1,297,233
Filed 2020-01-08 12:55 Tx date 2019-11-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$249.00 +100 vol $2.49 each	1,296,733
Filed 2020-01-08 12:54 Tx date 2019-11-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,583 +3,700 vol $2.59 each	1,296,633
Filed 2020-01-08 12:53 Tx date 2019-11-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$774.00 +300 vol $2.58 each	1,292,933
Filed 2020-01-08 12:52 Tx date 2019-11-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,341 +1,300 vol $2.57 each	1,292,633
Filed 2020-01-08 12:52 Tx date 2019-11-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,056 +2,800 vol $2.52 each	1,291,333
Filed 2020-01-08 12:51 Tx date 2019-11-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,023 +2,400 vol $2.51 each	1,288,533
Filed 2020-01-08 12:50 Tx date 2019-11-13	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,540 +1,000 vol $2.54 each	1,286,133
Filed 2020-01-08 12:50 Tx date 2019-11-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$518.00 +200 vol $2.59 each	1,285,133
Filed 2020-01-08 12:49 Tx date 2019-11-12	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,028 +400 vol $2.57 each	1,284,933
Filed 2020-01-08 12:49 Tx date 2019-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$253.00 +100 vol $2.53 each	1,284,533
Filed 2020-01-08 12:48 Tx date 2019-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$502.00 +200 vol $2.51 each	1,284,433
Filed 2020-01-08 12:47 Tx date 2019-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,224 +1,300 vol $2.48 each	1,284,233
Filed 2020-01-08 12:44 Tx date 2019-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,450 +7,500 vol $2.46 each	1,282,933
Filed 2020-01-08 12:43 Tx date 2019-11-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,466 +3,400 vol $2.49 each	1,275,433
Filed 2020-01-08 12:42 Tx date 2019-11-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,448 +2,600 vol $2.48 each	1,272,033
Filed 2020-01-08 12:41 Tx date 2019-10-29	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,250 +2,500 vol $2.50 each	1,269,433
Filed 2020-01-08 12:41 Tx date 2019-10-29	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,952 +1,600 vol $2.47 each	1,266,933
Filed 2020-01-08 12:39 Tx date 2019-10-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,233 +1,700 vol $2.49 each	1,265,333
Filed 2020-01-08 12:39 Tx date 2019-10-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,712 +1,900 vol $2.48 each	1,263,633
Filed 2020-01-08 12:38 Tx date 2019-10-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,675 +1,500 vol $2.45 each	1,261,733
Filed 2020-01-08 12:38 Tx date 2019-10-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,872 +1,600 vol $2.42 each	1,260,233
Filed 2020-01-08 12:22 Tx date 2019-10-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$502.00 +200 vol $2.51 each	1,258,633
Filed 2020-01-08 12:21 Tx date 2019-10-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,500 +1,000 vol $2.50 each	1,258,433
Filed 2020-01-08 12:21 Tx date 2019-10-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,984 +1,600 vol $2.49 each	1,257,433
Filed 2020-01-08 12:20 Tx date 2019-10-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$496.00 +200 vol $2.48 each	1,255,833
Filed 2020-01-08 12:19 Tx date 2019-10-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,270 +500 vol $2.54 each	1,255,633
Filed 2020-01-08 12:19 Tx date 2019-10-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,729 +700 vol $2.47 each	1,255,133
Filed 2020-01-08 12:18 Tx date 2019-10-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$14,210 +5,800 vol $2.45 each	1,254,433
Filed 2020-01-08 12:18 Tx date 2019-10-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,000 +2,000 vol $2.50 each	1,248,633
Filed 2020-01-08 12:17 Tx date 2019-10-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$988.00 +400 vol $2.47 each	1,246,633
Filed 2020-01-08 12:17 Tx date 2019-10-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,664 +5,600 vol $2.44 each	1,246,233
Filed 2020-01-08 12:16 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,750 +7,500 vol $2.50 each	1,240,633
Filed 2020-01-08 12:15 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,494 +600 vol $2.49 each	1,233,133
Filed 2020-01-08 12:15 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$16,616 +6,700 vol $2.48 each	1,232,533
Filed 2020-01-08 12:14 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,115 +4,500 vol $2.47 each	1,225,833
Filed 2020-01-08 12:13 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,134 +2,900 vol $2.46 each	1,221,333
Filed 2020-01-08 12:13 Tx date 2019-10-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$35,035 +14,300 vol $2.45 each	1,218,433
Filed 2020-01-08 12:12 Tx date 2019-09-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,268 +900 vol $2.52 each	1,204,133
Filed 2020-01-08 12:11 Tx date 2019-09-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,505 +600 vol $2.51 each	1,203,233
Filed 2020-01-08 12:11 Tx date 2019-09-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,221 +2,900 vol $2.49 each	1,202,633
Filed 2020-01-08 12:09 Tx date 2019-09-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,200 +2,500 vol $2.48 each	1,199,733
Filed 2020-01-08 12:08 Tx date 2019-09-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$246.00 +100 vol $2.46 each	1,197,233
Filed 2020-01-08 12:07 Tx date 2019-09-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,016 +800 vol $2.52 each	1,197,133
Filed 2020-01-08 12:06 Tx date 2019-09-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$251.00 +100 vol $2.51 each	1,196,333
Filed 2020-01-08 12:06 Tx date 2019-09-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,750 +1,100 vol $2.50 each	1,196,233
Filed 2020-01-08 12:03 Tx date 2019-09-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$996.00 +400 vol $2.49 each	1,195,133
Filed 2020-01-08 12:02 Tx date 2019-09-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,270 +4,600 vol $2.45 each	1,194,733
Filed 2020-01-08 12:02 Tx date 2019-09-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,912 +4,400 vol $2.48 each	1,190,133
Filed 2020-01-08 12:01 Tx date 2019-09-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,952 +1,600 vol $2.47 each	1,185,733
Filed 2020-01-08 12:00 Tx date 2019-09-23	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,711 +3,900 vol $2.49 each	1,184,133
Filed 2020-01-08 11:59 Tx date 2019-09-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,984 +1,600 vol $2.49 each	1,180,233
Filed 2020-01-08 11:59 Tx date 2019-09-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$992.00 +400 vol $2.48 each	1,178,633
Filed 2020-01-08 11:58 Tx date 2019-09-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,163 +2,900 vol $2.47 each	1,178,233
Filed 2020-01-08 11:57 Tx date 2019-09-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$245.00 +100 vol $2.45 each	1,175,333
Filed 2020-01-08 11:57 Tx date 2019-09-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,952 +1,600 vol $2.47 each	1,175,233
Filed 2020-01-08 11:56 Tx date 2019-09-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,460 +1,000 vol $2.46 each	1,173,633
Filed 2020-01-08 11:55 Tx date 2019-09-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$980.00 +400 vol $2.45 each	1,172,633
Filed 2020-01-08 11:55 Tx date 2019-09-09	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,832 +2,800 vol $2.44 each	1,172,233
Filed 2020-01-08 11:54 Tx date 2019-09-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$23,814 +9,800 vol $2.43 each	1,169,433
Filed 2020-01-08 11:53 Tx date 2019-09-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$482.00 +200 vol $2.41 each	1,159,633
Filed 2020-01-08 11:52 Tx date 2019-08-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$462.00 +200 vol $2.31 each	1,159,433
Filed 2020-01-08 11:52 Tx date 2019-08-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,140 +1,800 vol $2.30 each	1,159,233
Filed 2020-01-08 11:51 Tx date 2019-08-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,843 +3,700 vol $2.39 each	1,157,433
Filed 2020-01-08 11:51 Tx date 2019-08-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,998 +2,100 vol $2.38 each	1,153,733
Filed 2020-01-08 11:50 Tx date 2019-08-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$466.00 +200 vol $2.33 each	1,151,633
Filed 2020-01-08 11:49 Tx date 2019-07-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,870 +3,000 vol $2.29 each	1,151,433
Filed 2020-01-08 11:49 Tx date 2019-07-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,018 +7,800 vol $2.31 each	1,148,433
Filed 2020-01-08 11:48 Tx date 2019-07-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$456.00 +200 vol $2.28 each	1,140,633
Filed 2020-01-08 11:48 Tx date 2019-07-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,209 +2,700 vol $2.30 each	1,140,433
Filed 2020-01-08 11:47 Tx date 2019-07-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,580 +2,000 vol $2.29 each	1,137,733
Filed 2020-01-08 11:46 Tx date 2019-07-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$681.00 +300 vol $2.27 each	1,135,733
Filed 2020-01-08 11:46 Tx date 2019-07-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,560 +2,000 vol $2.28 each	1,135,433
Filed 2020-01-08 11:45 Tx date 2019-07-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,600 +2,000 vol $2.30 each	1,133,433
Filed 2020-01-08 11:44 Tx date 2019-07-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,003 +1,300 vol $2.31 each	1,131,433
Filed 2020-01-08 11:44 Tx date 2019-07-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,267 +2,300 vol $2.29 each	1,130,133
Filed 2020-01-08 11:43 Tx date 2019-07-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,442 +4,600 vol $2.27 each	1,127,833
Filed 2020-01-08 11:43 Tx date 2019-07-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,067 +1,800 vol $2.26 each	1,123,233
Filed 2020-01-08 11:42 Tx date 2019-07-02	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$34,650 +15,000 vol $2.31 each	1,121,433
Filed 2020-01-08 11:41 Tx date 2019-06-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,240 +4,000 vol $2.31 each	1,106,433
Filed 2020-01-08 11:40 Tx date 2019-06-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$22,080 +9,600 vol $2.30 each	1,102,433
Filed 2020-01-08 11:40 Tx date 2019-06-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$687.00 +300 vol $2.29 each	1,092,833
Filed 2020-01-08 11:39 Tx date 2019-06-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$228.00 +100 vol $2.28 each	1,092,533
Filed 2020-01-06 16:11 Tx date 2019-06-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,129 +2,700 vol $2.27 each	1,092,433
Filed 2020-01-06 16:10 Tx date 2019-06-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,711 +1,200 vol $2.26 each	1,089,733
Filed 2020-01-06 16:09 Tx date 2019-06-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,475 +1,100 vol $2.25 each	1,088,533
Filed 2020-01-06 16:09 Tx date 2019-06-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,500 +5,000 vol $2.30 each	1,087,433
Filed 2020-01-06 16:08 Tx date 2019-06-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,899 +1,300 vol $2.23 each	1,082,433
Filed 2020-01-06 16:07 Tx date 2019-06-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,615 +1,600 vol $2.26 each	1,081,133
Filed 2020-01-06 15:37 Tx date 2019-06-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$17,550 +7,800 vol $2.25 each	1,079,533
Filed 2020-01-06 15:36 Tx date 2019-06-11	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,332 +600 vol $2.22 each	1,071,733
Filed 2020-01-06 15:32 Tx date 2019-06-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,679 +1,600 vol $2.30 each	1,071,133
Filed 2020-01-06 15:30 Tx date 2019-06-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$458.00 +200 vol $2.29 each	1,069,533
Filed 2020-01-06 15:21 Tx date 2019-06-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,120 +4,000 vol $2.28 each	1,069,333
Filed 2020-01-06 15:20 Tx date 2019-06-10	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$444.00 +200 vol $2.22 each	1,065,333
Filed 2020-01-06 14:33 Tx date 2019-06-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,839 +3,000 vol $2.28 each	1,065,133
Filed 2020-01-06 14:32 Tx date 2019-06-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,043 +900 vol $2.27 each	1,062,133
Filed 2020-01-06 14:31 Tx date 2019-06-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$222.00 +100 vol $2.22 each	1,061,233
Filed 2020-01-06 14:30 Tx date 2019-06-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,620 +2,000 vol $2.31 each	1,061,133
Filed 2020-01-06 14:14 Tx date 2019-05-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,382 +2,300 vol $2.34 each	1,059,133
Filed 2020-01-06 14:13 Tx date 2019-05-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,581 +700 vol $2.26 each	1,056,833
Filed 2020-01-06 14:12 Tx date 2019-05-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,395 +4,500 vol $2.31 each	1,056,133
Filed 2020-01-06 14:08 Tx date 2019-05-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,419 +1,500 vol $2.28 each	1,051,633
Filed 2020-01-06 13:59 Tx date 2019-05-23	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$23,100 +10,500 vol $2.20 each	1,050,133
Filed 2020-01-06 13:49 Tx date 2019-05-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$16,725 +7,500 vol $2.23 each	1,039,633
Filed 2019-12-24 12:20 Tx date 2019-05-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,859 +1,700 vol $2.27 each	1,032,133
Filed 2019-12-24 12:19 Tx date 2019-05-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,575 +700 vol $2.25 each	1,030,433
Filed 2019-12-24 12:19 Tx date 2019-05-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,080 +4,500 vol $2.24 each	1,029,733
Filed 2019-12-24 12:13 Tx date 2019-05-13	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$440.00 +200 vol $2.20 each	1,025,233
Filed 2019-12-24 12:13 Tx date 2019-05-09	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$64,090 +29,000 vol $2.21 each	1,025,033
Filed 2019-12-24 12:12 Tx date 2019-05-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,250 +5,000 vol $2.25 each	996,033
Filed 2019-12-24 12:12 Tx date 2019-05-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,042 +1,300 vol $2.34 each	991,033
Filed 2019-12-24 12:11 Tx date 2019-05-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,624 +700 vol $2.32 each	989,733
Filed 2019-12-24 12:08 Tx date 2019-04-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,097 +900 vol $2.33 each	989,033
Filed 2019-12-24 12:07 Tx date 2019-04-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,552 +1,100 vol $2.32 each	988,133
Filed 2019-12-24 12:07 Tx date 2019-04-23	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,892 +3,800 vol $2.34 each	987,033
Filed 2019-12-24 12:06 Tx date 2019-04-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,855 +800 vol $2.32 each	983,233
Filed 2019-12-24 12:06 Tx date 2019-04-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,310 +1,000 vol $2.31 each	982,433
Filed 2019-12-24 12:05 Tx date 2019-04-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,860 +8,200 vol $2.30 each	981,433
Filed 2019-12-24 12:03 Tx date 2019-04-17	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$19,024 +8,200 vol $2.32 each	973,233
Filed 2019-12-24 12:02 Tx date 2019-04-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,687 +5,900 vol $2.32 each	965,033
Filed 2019-12-24 12:02 Tx date 2019-04-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,082 +2,200 vol $2.31 each	959,133
Filed 2019-12-24 12:01 Tx date 2019-04-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,049 +3,500 vol $2.30 each	956,933
Filed 2019-12-24 12:01 Tx date 2019-04-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$454.00 +200 vol $2.27 each	953,433
Filed 2019-12-24 11:49 Tx date 2019-03-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,744 +4,200 vol $2.32 each	953,233
Filed 2019-12-24 11:48 Tx date 2019-03-27	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,617 +700 vol $2.31 each	949,033
Filed 2019-12-24 11:48 Tx date 2019-03-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,718 +3,400 vol $2.27 each	948,333
Filed 2019-12-24 11:47 Tx date 2019-03-26	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,850 +2,600 vol $2.25 each	944,933
Filed 2019-12-24 11:46 Tx date 2019-03-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,362 +600 vol $2.27 each	942,333
Filed 2019-12-24 11:46 Tx date 2019-03-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,581 +700 vol $2.26 each	941,733
Filed 2019-12-24 11:46 Tx date 2019-03-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,600 +2,500 vol $2.24 each	941,033
Filed 2019-12-24 11:45 Tx date 2019-03-21	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$892.00 +400 vol $2.23 each	938,533
Filed 2019-12-24 11:44 Tx date 2019-03-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,758 +8,300 vol $2.26 each	938,133
Filed 2019-12-24 11:44 Tx date 2019-03-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,260 +1,000 vol $2.26 each	929,833
Filed 2019-12-24 11:44 Tx date 2019-03-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,568 +700 vol $2.24 each	928,833
Filed 2019-12-24 11:43 Tx date 2019-03-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$908.00 +400 vol $2.27 each	928,133
Filed 2019-12-24 11:41 Tx date 2019-03-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,520 +2,000 vol $2.26 each	927,733
Filed 2019-12-24 11:35 Tx date 2019-03-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each	925,733
Filed 2019-12-24 11:35 Tx date 2019-03-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$227.00 +100 vol $2.27 each	925,133
Filed 2019-12-24 11:34 Tx date 2019-03-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each	925,033
Filed 2019-12-24 11:34 Tx date 2019-03-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,442 +1,100 vol $2.22 each	924,433
Filed 2019-12-24 11:33 Tx date 2019-03-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each	923,333
Filed 2019-12-24 11:33 Tx date 2019-03-01	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$222.00 +100 vol $2.22 each	921,133
Filed 2019-12-24 11:32 Tx date 2019-02-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,825 +1,700 vol $2.25 each	921,033
Filed 2019-12-24 11:29 Tx date 2019-02-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,032 +1,800 vol $2.24 each	919,333
Filed 2019-12-24 11:28 Tx date 2019-02-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,464 +1,100 vol $2.24 each	917,533
Filed 2019-12-24 11:28 Tx date 2019-02-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$904.00 +400 vol $2.26 each	916,433
Filed 2019-12-24 11:27 Tx date 2019-02-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,338 +600 vol $2.23 each	916,033
Filed 2019-12-24 11:20 Tx date 2019-02-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,106 +2,300 vol $2.22 each	915,433
Filed 2019-12-24 11:18 Tx date 2019-02-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,304 +2,400 vol $2.21 each	913,133
Filed 2019-12-24 11:18 Tx date 2019-02-22	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,860 +1,300 vol $2.20 each	910,733
Filed 2019-12-24 11:16 Tx date 2019-02-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,704 +4,800 vol $2.23 each	909,433
Filed 2019-12-24 11:16 Tx date 2019-02-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,992 +3,600 vol $2.22 each	904,633
Filed 2019-12-24 11:16 Tx date 2019-02-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,662 +2,100 vol $2.22 each	901,033
Filed 2019-12-24 11:15 Tx date 2019-02-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,540 +700 vol $2.20 each	898,933
Filed 2019-12-24 11:15 Tx date 2019-02-20	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,942 +1,800 vol $2.19 each	898,233
Filed 2019-12-24 11:14 Tx date 2019-02-13	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,480 +2,000 vol $2.24 each	896,433
Filed 2019-12-24 11:14 Tx date 2019-02-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,260 +2,000 vol $2.13 each	894,433
Filed 2019-12-24 11:12 Tx date 2019-02-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,560 +4,000 vol $2.14 each	892,433
Filed 2019-12-24 10:51 Tx date 2019-02-05	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,280 +2,000 vol $2.14 each	888,433
Filed 2019-12-24 10:50 Tx date 2019-02-01	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,362 +3,700 vol $2.26 each	886,433
Filed 2019-12-24 10:50 Tx date 2019-02-01	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$672.00 +300 vol $2.24 each	882,733
Filed 2019-12-24 10:49 Tx date 2019-01-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each	882,433
Filed 2019-12-24 10:48 Tx date 2019-01-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,960 +4,000 vol $2.24 each	881,233
Filed 2019-12-24 10:48 Tx date 2019-01-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,660 +3,000 vol $2.22 each	877,233
Filed 2019-12-24 10:47 Tx date 2019-01-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,800 +5,000 vol $2.16 each	874,233
Filed 2019-12-24 10:47 Tx date 2019-01-29	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,145 +500 vol $2.29 each	869,233
Filed 2019-12-24 10:47 Tx date 2019-01-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,500 +2,000 vol $2.25 each	868,733
Filed 2019-12-24 10:46 Tx date 2019-01-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,453 +1,100 vol $2.23 each	866,733
Filed 2019-12-24 10:45 Tx date 2019-01-24	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$26,180 +11,900 vol $2.20 each	865,633
Filed 2019-12-23 12:10 Tx date 2019-01-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$900.00 +400 vol $2.25 each	853,733
Filed 2019-12-23 12:09 Tx date 2019-01-18	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,332 +600 vol $2.22 each	853,333
Filed 2019-12-23 12:09 Tx date 2019-01-16	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each	852,733
Filed 2019-12-23 12:08 Tx date 2019-01-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each	852,233
Filed 2019-12-23 12:08 Tx date 2019-01-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each	851,733
Filed 2019-12-23 12:07 Tx date 2019-01-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,776 +800 vol $2.22 each	850,533
Filed 2019-12-23 12:01 Tx date 2019-01-14	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,293 +3,300 vol $2.21 each	849,733
Filed 2019-12-23 12:00 Tx date 2019-01-09	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,275 +1,900 vol $2.25 each	846,433
Filed 2019-12-23 12:00 Tx date 2019-01-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$932.00 +400 vol $2.33 each	844,533
Filed 2019-12-23 11:59 Tx date 2019-01-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,270 +1,000 vol $2.27 each	844,133
Filed 2019-12-23 11:59 Tx date 2019-01-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,350 +600 vol $2.25 each	843,133
Filed 2019-12-23 11:58 Tx date 2019-01-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$228.00 +100 vol $2.28 each	842,533
Filed 2019-12-23 11:58 Tx date 2019-01-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$225.00 +100 vol $2.25 each	842,433
Filed 2019-12-23 11:57 Tx date 2019-01-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,575 +700 vol $2.25 each	842,333
Filed 2019-12-23 11:57 Tx date 2019-01-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$24,860 +11,300 vol $2.20 each	841,633
Filed 2019-12-23 11:53 Tx date 2019-01-04	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,912 +3,200 vol $2.16 each	830,333
Filed 2019-12-23 11:49 Tx date 2019-01-03	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$660.00 +300 vol $2.20 each	827,133
Filed 2019-12-23 11:49 Tx date 2019-01-02	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each	826,833
Filed 2019-12-23 11:48 Tx date 2018-12-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,735 +3,500 vol $2.21 each	824,633
Filed 2019-12-23 11:48 Tx date 2018-11-28	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,540 +2,000 vol $2.27 each	821,133
Filed 2019-12-23 11:47 Tx date 2018-11-15	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$226.00 +100 vol $2.26 each	819,133
Filed 2019-12-23 11:46 Tx date 2018-11-13	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$22,373 +9,900 vol $2.26 each	819,033
Filed 2019-12-23 11:46 Tx date 2018-11-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,660 +2,000 vol $2.33 each	809,133
Filed 2019-12-23 11:45 Tx date 2018-11-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,280 +4,000 vol $2.32 each	807,133
Filed 2019-12-23 11:45 Tx date 2018-11-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each	803,133
Filed 2019-12-23 11:35 Tx date 2018-11-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each	799,633
Filed 2019-12-23 11:24 Tx date 2018-11-08	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,299 +5,000 vol $2.26 each	799,133
Filed 2019-12-23 11:21 Tx date 2018-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$472.00 +200 vol $2.36 each	794,133
Filed 2019-12-23 11:18 Tx date 2018-11-07	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,237 +2,700 vol $2.31 each	793,933
Filed 2019-12-23 11:18 Tx date 2018-11-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,340 +1,000 vol $2.34 each	791,233
Filed 2019-12-23 11:17 Tx date 2018-11-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,930 +3,000 vol $2.31 each	790,233
Filed 2019-12-23 11:14 Tx date 2018-11-06	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each	787,233
Filed 2019-12-23 11:12 Tx date 2018-11-02	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,541 +1,100 vol $2.31 each	786,733
Filed 2019-12-23 11:12 Tx date 2018-11-02	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,679 +6,000 vol $2.28 each	785,633
Filed 2019-12-23 11:11 Tx date 2018-11-02	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,994 +2,200 vol $2.27 each	779,633
Filed 2019-12-23 11:10 Tx date 2018-11-01	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each	777,433
Filed 2019-12-23 11:10 Tx date 2018-10-31	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,585 +1,100 vol $2.35 each	773,933
Filed 2019-12-23 11:09 Tx date 2018-10-31	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$232.00 +100 vol $2.32 each	772,833
Filed 2019-12-23 11:08 Tx date 2018-10-31	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$59,598 +25,800 vol $2.31 each	772,733
Filed 2019-12-23 11:07 Tx date 2018-10-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,422 +600 vol $2.37 each	746,933
Filed 2019-12-23 11:06 Tx date 2018-10-30	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,408 +7,800 vol $2.36 each	746,333
Filed 2019-12-23 11:05 Tx date 2018-10-29	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,780 +2,000 vol $2.39 each	738,533
Filed 2019-12-23 11:05 Tx date 2018-10-29	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,736 +2,400 vol $2.39 each	736,533
Filed 2019-12-23 10:54 Tx date 2018-10-25	$TZS Trez Capital Senior Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 00 - Opening Balance-Initial SEDI Report		734,133
Filed 2019-12-23 10:42 Tx date 2019-12-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$8,191 +60,500 vol $0.1354 each	5,428,600
Filed 2019-12-23 10:40 Tx date 2019-12-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$4,425 +29,500 vol $0.15 each	5,368,100
Filed 2019-12-19 15:32 Tx date 2018-10-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 00 - Opening Balance-Initial SEDI Report
Filed 2019-12-19 15:03 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,780 +2,000 vol $2.39 each
Filed 2019-12-19 15:03 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,664 +2,400 vol $2.36 each
Filed 2019-12-19 15:02 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,422 +600 vol $2.37 each
Filed 2019-12-19 15:02 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,408 +7,800 vol $2.36 each
Filed 2019-12-19 15:02 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$232.00 +100 vol $2.32 each
Filed 2019-12-19 15:02 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,585 +1,100 vol $2.35 each
Filed 2019-12-19 15:02 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$59,598 +25,800 vol $2.31 each
Filed 2019-12-19 15:02 Tx date 2018-11-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each
Filed 2019-12-19 15:02 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,541 +1,100 vol $2.31 each
Filed 2019-12-19 15:02 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,994 +2,200 vol $2.27 each
Filed 2019-12-19 15:02 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,679 +6,000 vol $2.28 each
Filed 2019-12-19 15:01 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each
Filed 2019-12-19 15:01 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,930 +3,000 vol $2.31 each
Filed 2019-12-19 15:01 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,340 +1,000 vol $2.34 each
Filed 2019-12-19 15:01 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$472.00 +200 vol $2.36 each
Filed 2019-12-19 15:01 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,237 +2,700 vol $2.31 each
Filed 2019-12-19 15:01 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each
Filed 2019-12-19 15:00 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,660 +2,000 vol $2.33 each
Filed 2019-12-19 15:00 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each
Filed 2019-12-19 15:00 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,280 +4,000 vol $2.32 each
Filed 2019-12-19 15:00 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,299 +5,000 vol $2.26 each
Filed 2019-12-19 15:00 Tx date 2018-11-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$22,373 +9,900 vol $2.26 each
Filed 2019-12-19 15:00 Tx date 2018-11-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$226.00 +100 vol $2.26 each
Filed 2019-12-19 15:00 Tx date 2018-11-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,540 +2,000 vol $2.27 each
Filed 2019-12-19 14:59 Tx date 2018-12-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,735 +3,500 vol $2.21 each
Filed 2019-12-19 14:59 Tx date 2019-01-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each
Filed 2019-12-19 14:59 Tx date 2019-01-03	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$660.00 +300 vol $2.20 each
Filed 2019-12-19 14:59 Tx date 2019-01-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,912 +3,200 vol $2.16 each
Filed 2019-12-19 14:59 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,800 +800 vol $2.25 each
Filed 2019-12-19 14:59 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$228.00 +100 vol $2.28 each
Filed 2019-12-19 14:59 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$24,860 +11,300 vol $2.20 each
Filed 2019-12-19 14:58 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$932.00 +400 vol $2.33 each
Filed 2019-12-19 14:58 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,350 +600 vol $2.25 each
Filed 2019-12-19 14:58 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,270 +1,000 vol $2.27 each
Filed 2019-12-19 14:58 Tx date 2019-01-09	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,275 +1,900 vol $2.25 each
Filed 2019-12-19 14:58 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,293 +3,300 vol $2.21 each
Filed 2019-12-19 14:58 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each
Filed 2019-12-19 14:58 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,776 +800 vol $2.22 each
Filed 2019-12-19 14:57 Tx date 2019-01-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each
Filed 2019-12-19 14:57 Tx date 2019-01-16	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each
Filed 2019-12-19 14:57 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$900.00 +400 vol $2.25 each
Filed 2019-12-19 14:57 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,332 +600 vol $2.22 each
Filed 2019-12-19 14:57 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,453 +1,100 vol $2.23 each
Filed 2019-12-19 14:57 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,500 +2,000 vol $2.25 each
Filed 2019-12-19 14:56 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$26,180 +11,900 vol $2.20 each
Filed 2019-12-19 14:56 Tx date 2019-01-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,145 +500 vol $2.29 each
Filed 2019-12-19 14:56 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each
Filed 2019-12-19 14:56 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,660 +3,000 vol $2.22 each
Filed 2019-12-19 14:56 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,960 +4,000 vol $2.24 each
Filed 2019-12-19 14:56 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,800 +5,000 vol $2.16 each
Filed 2019-12-19 14:55 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$672.00 +300 vol $2.24 each
Filed 2019-12-19 14:55 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,362 +3,700 vol $2.26 each
Filed 2019-12-19 14:55 Tx date 2019-02-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,280 +2,000 vol $2.14 each
Filed 2019-12-19 14:55 Tx date 2019-02-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,560 +4,000 vol $2.14 each
Filed 2019-12-19 14:55 Tx date 2019-02-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,260 +2,000 vol $2.13 each
Filed 2019-12-19 14:55 Tx date 2019-02-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,480 +2,000 vol $2.24 each
Filed 2019-12-19 14:54 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,540 +700 vol $2.20 each
Filed 2019-12-19 14:54 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,942 +1,800 vol $2.19 each
Filed 2019-12-19 14:54 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$12,654 +5,700 vol $2.22 each
Filed 2019-12-19 14:54 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,704 +4,800 vol $2.23 each
Filed 2019-12-19 14:53 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$904.00 +400 vol $2.26 each
Filed 2019-12-19 14:53 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,338 +600 vol $2.23 each
Filed 2019-12-19 14:53 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,860 +1,300 vol $2.20 each
Filed 2019-12-19 14:53 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,106 +2,300 vol $2.22 each
Filed 2019-12-19 14:53 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,304 +2,400 vol $2.21 each
Filed 2019-12-19 14:53 Tx date 2019-02-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,464 +1,100 vol $2.24 each
Filed 2019-12-19 14:53 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,825 +1,700 vol $2.25 each
Filed 2019-12-19 14:52 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,032 +1,800 vol $2.24 each
Filed 2019-12-19 14:52 Tx date 2019-03-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$222.00 +100 vol $2.22 each
Filed 2019-12-19 14:52 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$227.00 +100 vol $2.27 each
Filed 2019-12-19 14:50 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each
Filed 2019-12-19 14:40 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,442 +1,100 vol $2.22 each
Filed 2019-12-19 14:37 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each
Filed 2019-12-19 14:31 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$908.00 +400 vol $2.27 each
Filed 2019-12-19 14:31 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each
Filed 2019-12-19 14:31 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,520 +2,000 vol $2.26 each
Filed 2019-12-19 14:31 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,568 +700 vol $2.24 each
Filed 2019-12-19 14:31 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$21,017 +9,300 vol $2.26 each
Filed 2019-12-19 14:30 Tx date 2019-03-21	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$892.00 +400 vol $2.23 each
Filed 2019-12-19 14:21 Tx date 2019-03-21	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$892.00 +400 vol $2.23 each
Filed 2019-12-19 13:34 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$21,017 +9,300 vol $2.26 each	935,806
Filed 2019-12-19 13:34 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$21,017 +9,300 vol $2.26 each
Filed 2019-12-19 13:33 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,568 +700 vol $2.24 each	926,506
Filed 2019-12-19 13:33 Tx date 2019-03-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,568 +700 vol $2.24 each
Filed 2019-12-19 13:29 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,520 +2,000 vol $2.26 each	925,806
Filed 2019-12-19 13:29 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,520 +2,000 vol $2.26 each
Filed 2019-12-19 13:28 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each
Filed 2019-12-19 13:28 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each	923,806
Filed 2019-12-19 13:27 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$908.00 +400 vol $2.27 each	923,206
Filed 2019-12-19 13:27 Tx date 2019-03-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$908.00 +400 vol $2.27 each
Filed 2019-12-19 13:27 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each
Filed 2019-12-19 13:27 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each	922,806
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,442 +1,100 vol $2.22 each	920,606
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,442 +1,100 vol $2.22 each
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each	919,506
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,344 +600 vol $2.24 each
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$227.00 +100 vol $2.27 each
Filed 2019-12-19 13:26 Tx date 2019-03-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$227.00 +100 vol $2.27 each	918,906
Filed 2019-12-19 13:22 Tx date 2019-03-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$222.00 +100 vol $2.22 each	918,806
Filed 2019-12-19 13:22 Tx date 2019-03-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$222.00 +100 vol $2.22 each
Filed 2019-12-19 13:19 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,032 +1,800 vol $2.24 each
Filed 2019-12-19 13:19 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,032 +1,800 vol $2.24 each	918,706
Filed 2019-12-19 13:19 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,825 +1,700 vol $2.25 each	916,906
Filed 2019-12-19 13:19 Tx date 2019-02-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,825 +1,700 vol $2.25 each
Filed 2019-12-19 13:15 Tx date 2019-02-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,464 +1,100 vol $2.24 each
Filed 2019-12-19 13:15 Tx date 2019-02-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,464 +1,100 vol $2.24 each	915,206
Filed 2019-12-19 13:07 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,304 +2,400 vol $2.21 each
Filed 2019-12-19 13:07 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,304 +2,400 vol $2.21 each	914,106
Filed 2019-12-19 13:07 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,106 +2,300 vol $2.22 each	911,706
Filed 2019-12-19 13:07 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,106 +2,300 vol $2.22 each
Filed 2019-12-19 13:06 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,860 +1,300 vol $2.20 each
Filed 2019-12-19 13:06 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,860 +1,300 vol $2.20 each	909,406
Filed 2019-12-19 13:06 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,338 +600 vol $2.23 each	908,106
Filed 2019-12-19 13:06 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,338 +600 vol $2.23 each
Filed 2019-12-19 11:39 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$904.00 +400 vol $2.26 each
Filed 2019-12-19 11:39 Tx date 2019-02-22	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$904.00 +400 vol $2.26 each	907,506
Filed 2019-12-19 11:36 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,704 +4,800 vol $2.23 each	907,106
Filed 2019-12-19 11:36 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,704 +4,800 vol $2.23 each
Filed 2019-12-19 11:35 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$12,654 +5,700 vol $2.22 each	902,306
Filed 2019-12-19 11:35 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$12,654 +5,700 vol $2.22 each
Filed 2019-12-19 11:35 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,942 +1,800 vol $2.19 each	896,606
Filed 2019-12-19 11:35 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$3,942 +1,800 vol $2.19 each
Filed 2019-12-19 11:34 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,540 +700 vol $2.20 each
Filed 2019-12-19 11:34 Tx date 2019-02-20	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,540 +700 vol $2.20 each	894,806
Filed 2019-12-19 11:34 Tx date 2019-02-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,480 +2,000 vol $2.24 each	894,106
Filed 2019-12-19 11:34 Tx date 2019-02-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,480 +2,000 vol $2.24 each
Filed 2019-12-19 11:32 Tx date 2019-02-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,260 +2,000 vol $2.13 each
Filed 2019-12-19 11:32 Tx date 2019-02-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,260 +2,000 vol $2.13 each	892,106
Filed 2019-12-19 11:32 Tx date 2019-02-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,560 +4,000 vol $2.14 each
Filed 2019-12-19 11:32 Tx date 2019-02-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,560 +4,000 vol $2.14 each	890,106
Filed 2019-12-19 11:31 Tx date 2019-02-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,280 +2,000 vol $2.14 each	886,106
Filed 2019-12-19 11:31 Tx date 2019-02-05	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,280 +2,000 vol $2.14 each
Filed 2019-12-19 11:28 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,362 +3,700 vol $2.26 each	884,106
Filed 2019-12-19 11:28 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,362 +3,700 vol $2.26 each
Filed 2019-12-19 11:28 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$672.00 +300 vol $2.24 each
Filed 2019-12-19 11:28 Tx date 2019-02-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$672.00 +300 vol $2.24 each	880,406
Filed 2019-12-19 11:23 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,800 +5,000 vol $2.16 each	880,106
Filed 2019-12-19 11:23 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$10,800 +5,000 vol $2.16 each
Filed 2019-12-19 11:23 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,960 +4,000 vol $2.24 each	875,106
Filed 2019-12-19 11:23 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,960 +4,000 vol $2.24 each
Filed 2019-12-19 11:22 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,660 +3,000 vol $2.22 each
Filed 2019-12-19 11:22 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,660 +3,000 vol $2.22 each	871,106
Filed 2019-12-19 11:22 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each
Filed 2019-12-19 11:22 Tx date 2019-01-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each	868,106
Filed 2019-12-19 11:21 Tx date 2019-01-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,145 +500 vol $2.29 each	866,906
Filed 2019-12-19 11:21 Tx date 2019-01-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,145 +500 vol $2.29 each
Filed 2019-12-19 11:21 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$26,180 +11,900 vol $2.20 each	866,406
Filed 2019-12-19 11:21 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$26,180 +11,900 vol $2.20 each
Filed 2019-12-19 11:20 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,500 +2,000 vol $2.25 each	854,506
Filed 2019-12-19 11:20 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,500 +2,000 vol $2.25 each
Filed 2019-12-19 11:20 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,453 +1,100 vol $2.23 each
Filed 2019-12-19 11:20 Tx date 2019-01-24	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,453 +1,100 vol $2.23 each	852,506
Filed 2019-12-19 11:19 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,332 +600 vol $2.22 each
Filed 2019-12-19 11:19 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,332 +600 vol $2.22 each	851,406
Filed 2019-12-19 11:19 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$900.00 +400 vol $2.25 each	850,806
Filed 2019-12-19 11:19 Tx date 2019-01-18	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$900.00 +400 vol $2.25 each
Filed 2019-12-19 11:16 Tx date 2019-01-16	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each	850,406
Filed 2019-12-19 11:16 Tx date 2019-01-16	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each
Filed 2019-12-19 11:13 Tx date 2019-01-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each	849,906
Filed 2019-12-19 11:13 Tx date 2019-01-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,110 +500 vol $2.22 each
Filed 2019-12-19 11:12 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,776 +800 vol $2.22 each
Filed 2019-12-19 11:12 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,776 +800 vol $2.22 each	849,406
Filed 2019-12-19 11:12 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each	848,606
Filed 2019-12-19 11:12 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,700 +1,200 vol $2.25 each
Filed 2019-12-19 11:11 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,293 +3,300 vol $2.21 each	847,406
Filed 2019-12-19 11:11 Tx date 2019-01-14	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,293 +3,300 vol $2.21 each
Filed 2019-12-19 10:50 Tx date 2019-01-09	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,275 +1,900 vol $2.25 each
Filed 2019-12-19 10:50 Tx date 2019-01-09	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,275 +1,900 vol $2.25 each	844,106
Filed 2019-12-19 10:47 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,270 +1,000 vol $2.27 each	842,206
Filed 2019-12-19 10:47 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,270 +1,000 vol $2.27 each
Filed 2019-12-19 10:46 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,350 +600 vol $2.25 each	841,206
Filed 2019-12-19 10:46 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,350 +600 vol $2.25 each
Filed 2019-12-19 10:46 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$932.00 +400 vol $2.33 each	840,606
Filed 2019-12-19 10:46 Tx date 2019-01-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$932.00 +400 vol $2.33 each
Filed 2019-12-19 10:45 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$24,860 +11,300 vol $2.20 each
Filed 2019-12-19 10:45 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$24,860 +11,300 vol $2.20 each	840,206
Filed 2019-12-19 10:45 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$228.00 +100 vol $2.28 each
Filed 2019-12-19 10:45 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$228.00 +100 vol $2.28 each	828,906
Filed 2019-12-19 10:44 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,800 +800 vol $2.25 each
Filed 2019-12-19 10:44 Tx date 2019-01-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,800 +800 vol $2.25 each	828,806
Filed 2019-12-19 10:42 Tx date 2019-01-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,912 +3,200 vol $2.16 each
Filed 2019-12-19 10:42 Tx date 2019-01-04	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,912 +3,200 vol $2.16 each	828,006
Filed 2019-12-19 10:40 Tx date 2019-01-03	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$660.00 +300 vol $2.20 each
Filed 2019-12-19 10:40 Tx date 2019-01-03	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$660.00 +300 vol $2.20 each	824,806
Filed 2019-12-19 10:39 Tx date 2019-01-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each	824,506
Filed 2019-12-19 10:39 Tx date 2019-01-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,862 +2,200 vol $2.21 each
Filed 2019-12-19 10:38 Tx date 2018-12-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,735 +3,500 vol $2.21 each
Filed 2019-12-19 10:38 Tx date 2018-12-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$7,735 +3,500 vol $2.21 each	822,306
Filed 2019-12-19 10:37 Tx date 2018-11-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,540 +2,000 vol $2.27 each
Filed 2019-12-19 10:37 Tx date 2018-11-28	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,540 +2,000 vol $2.27 each	818,806
Filed 2019-12-19 10:36 Tx date 2018-11-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$226.00 +100 vol $2.26 each	816,806
Filed 2019-12-19 10:36 Tx date 2018-11-15	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$226.00 +100 vol $2.26 each
Filed 2019-12-19 10:36 Tx date 2018-11-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$22,373 +9,900 vol $2.26 each	816,706
Filed 2019-12-19 10:36 Tx date 2018-11-13	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$22,373 +9,900 vol $2.26 each
Filed 2019-12-19 10:34 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,299 +5,000 vol $2.26 each
Filed 2019-12-19 10:34 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$11,299 +5,000 vol $2.26 each	806,806
Filed 2019-12-19 10:34 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,280 +4,000 vol $2.32 each
Filed 2019-12-19 10:34 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$9,280 +4,000 vol $2.32 each	801,806
Filed 2019-12-19 10:33 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each	797,806
Filed 2019-12-19 10:33 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each
Filed 2019-12-19 10:31 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,660 +2,000 vol $2.33 each	794,306
Filed 2019-12-19 10:31 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,660 +2,000 vol $2.33 each
Filed 2019-12-19 10:31 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each	792,306
Filed 2019-12-19 10:31 Tx date 2018-11-08	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each
Filed 2019-12-19 10:26 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,237 +2,700 vol $2.31 each	791,806
Filed 2019-12-19 10:26 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,237 +2,700 vol $2.31 each
Filed 2019-12-19 10:25 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$472.00 +200 vol $2.36 each	789,106
Filed 2019-12-19 10:25 Tx date 2018-11-07	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$472.00 +200 vol $2.36 each
Filed 2019-12-19 10:21 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,340 +1,000 vol $2.34 each
Filed 2019-12-19 10:21 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,340 +1,000 vol $2.34 each	788,906
Filed 2019-12-19 10:20 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,930 +3,000 vol $2.31 each	787,906
Filed 2019-12-19 10:20 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$6,930 +3,000 vol $2.31 each
Filed 2019-12-19 10:19 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each	784,906
Filed 2019-12-19 10:19 Tx date 2018-11-06	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,150 +500 vol $2.30 each
Filed 2019-12-19 10:17 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,679 +6,000 vol $2.28 each	784,406
Filed 2019-12-19 10:17 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$13,679 +6,000 vol $2.28 each
Filed 2019-12-19 10:16 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,994 +2,200 vol $2.27 each	778,406
Filed 2019-12-19 10:16 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,994 +2,200 vol $2.27 each
Filed 2019-12-19 10:16 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,541 +1,100 vol $2.31 each	776,206
Filed 2019-12-19 10:16 Tx date 2018-11-02	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,541 +1,100 vol $2.31 each
Filed 2019-12-19 09:51 Tx date 2018-11-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each	775,106
Filed 2019-12-19 09:51 Tx date 2018-11-01	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$8,085 +3,500 vol $2.31 each
Filed 2019-12-19 09:50 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$59,598 +25,800 vol $2.31 each	771,606
Filed 2019-12-19 09:50 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$59,598 +25,800 vol $2.31 each
Filed 2019-12-19 09:49 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,585 +1,100 vol $2.35 each	745,806
Filed 2019-12-19 09:49 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$2,585 +1,100 vol $2.35 each
Filed 2019-12-19 09:47 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$232.00 +100 vol $2.32 each
Filed 2019-12-19 09:47 Tx date 2018-10-31	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$232.00 +100 vol $2.32 each	744,706
Filed 2019-12-19 09:45 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,408 +7,800 vol $2.36 each
Filed 2019-12-19 09:45 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$18,408 +7,800 vol $2.36 each	744,606
Filed 2019-12-19 09:40 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,422 +600 vol $2.37 each
Filed 2019-12-19 09:40 Tx date 2018-10-30	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$1,422 +600 vol $2.37 each	736,806
Filed 2019-12-19 09:38 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,664 +2,400 vol $2.36 each
Filed 2019-12-19 09:38 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$5,664 +2,400 vol $2.36 each	736,206
Filed 2019-12-19 09:38 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,780 +2,000 vol $2.39 each	733,806
Filed 2019-12-19 09:38 Tx date 2018-10-29	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 10 - Acquisition or disposition in the public market	$4,780 +2,000 vol $2.39 each
Filed 2019-12-19 09:36 Tx date 2018-10-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 00 - Opening Balance-Initial SEDI Report
Filed 2019-12-19 09:36 Tx date 2018-10-25	$ Trez Capital Mortgage Investment Corporation	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Class A Shares 00 - Opening Balance-Initial SEDI Report		731,806
Filed 2019-12-18 16:18 Tx date 2019-03-14	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$900.00 +15,000 vol $0.06 each
Filed 2019-12-18 16:16 Tx date 2019-11-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$975.00 +6,500 vol $0.15 each	5,338,600
Filed 2019-12-18 16:09 Tx date 2019-11-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,190 +8,500 vol $0.14 each	5,332,100
Filed 2019-12-18 16:09 Tx date 2019-11-11	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,500 +10,000 vol $0.15 each	5,323,600
Filed 2019-12-18 16:09 Tx date 2019-11-08	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,800 +20,000 vol $0.14 each	5,313,600
Filed 2019-12-18 16:08 Tx date 2019-11-07	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,300 +10,000 vol $0.13 each	5,293,600
Filed 2019-12-18 16:08 Tx date 2019-10-30	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,500 +10,000 vol $0.15 each	5,283,600
Filed 2019-12-18 16:07 Tx date 2019-10-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$4,200 +35,000 vol $0.12 each	5,273,600
Filed 2019-12-18 16:07 Tx date 2019-10-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,475 +16,500 vol $0.15 each	5,238,600
Filed 2019-12-18 16:06 Tx date 2019-10-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$3,900 +30,000 vol $0.13 each	5,222,100
Filed 2019-12-18 16:06 Tx date 2019-10-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$525.00 +3,500 vol $0.15 each	5,192,100
Filed 2019-12-18 15:49 Tx date 2019-10-21	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$75.00 +500 vol $0.15 each	5,203,600
Filed 2019-12-18 15:46 Tx date 2019-10-18	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,425 +9,500 vol $0.15 each	5,203,100
Filed 2019-12-18 15:45 Tx date 2019-10-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$275.00 +2,500 vol $0.11 each	5,193,600
Filed 2019-12-18 15:45 Tx date 2019-10-16	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$275.00 +2,500 vol $0.11 each	5,191,100
Filed 2019-12-18 15:44 Tx date 2019-10-10	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$6,660 +55,500 vol $0.12 each	5,188,600
Filed 2019-12-18 15:44 Tx date 2019-10-10	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$675.00 +4,500 vol $0.15 each	5,133,100
Filed 2019-12-18 15:43 Tx date 2019-10-07	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,350 +9,000 vol $0.15 each	5,128,600
Filed 2019-12-18 15:43 Tx date 2019-10-07	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$140.00 +1,000 vol $0.14 each	5,119,600
Filed 2019-12-18 15:42 Tx date 2019-10-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$5,475 +36,500 vol $0.15 each	5,118,600
Filed 2019-12-18 15:42 Tx date 2019-10-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$630.00 +4,500 vol $0.14 each	5,082,100
Filed 2019-12-18 15:42 Tx date 2019-10-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$195.00 +1,500 vol $0.13 each	5,077,600
Filed 2019-12-18 15:41 Tx date 2019-10-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$75.00 +500 vol $0.15 each	5,076,100
Filed 2019-12-18 15:40 Tx date 2019-09-26	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,200 +8,000 vol $0.15 each	5,075,600
Filed 2019-12-18 15:40 Tx date 2019-09-26	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$280.00 +2,000 vol $0.14 each	5,067,600
Filed 2019-12-18 15:39 Tx date 2019-09-24	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$720.00 +4,500 vol $0.16 each	5,065,600
Filed 2019-12-18 15:37 Tx date 2019-09-24	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$510.00 +3,000 vol $0.17 each	5,061,100
Filed 2019-12-18 15:37 Tx date 2019-09-24	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$450.00 +3,000 vol $0.15 each	5,058,100
Filed 2019-12-18 15:36 Tx date 2019-09-23	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,915 +26,500 vol $0.11 each	5,055,100
Filed 2019-12-18 15:34 Tx date 2019-09-23	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,785 +10,500 vol $0.17 each	5,028,600
Filed 2019-12-18 15:34 Tx date 2019-09-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,100 +14,000 vol $0.15 each	5,018,100
Filed 2019-12-18 15:33 Tx date 2019-09-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,050 +7,500 vol $0.14 each	5,004,100
Filed 2019-12-18 15:33 Tx date 2019-09-16	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$320.00 +2,000 vol $0.16 each	4,996,600
Filed 2019-12-18 15:32 Tx date 2019-09-16	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$300.00 +2,000 vol $0.15 each	4,994,600
Filed 2019-12-18 15:31 Tx date 2019-09-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$340.00 +2,000 vol $0.17 each	4,992,600
Filed 2019-12-18 15:30 Tx date 2019-09-05	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,550 +15,000 vol $0.17 each	4,990,600
Filed 2019-12-18 15:30 Tx date 2019-08-30	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$6,985 +63,500 vol $0.11 each	4,975,600
Filed 2019-12-18 15:29 Tx date 2019-08-30	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$225.00 +1,500 vol $0.15 each	4,912,100
Filed 2019-12-18 15:29 Tx date 2019-08-28	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,535 +19,500 vol $0.13 each	4,910,600
Filed 2019-12-18 15:29 Tx date 2019-08-28	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$4,550 +32,500 vol $0.14 each	4,891,100
Filed 2019-12-18 15:27 Tx date 2019-08-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$13,065 +100,500 vol $0.13 each	4,858,600
Filed 2019-12-18 15:27 Tx date 2019-08-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$3,540 +29,500 vol $0.12 each	4,758,100
Filed 2019-12-18 15:26 Tx date 2019-07-26	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$5,220 +29,000 vol $0.18 each	4,728,600
Filed 2019-12-18 15:24 Tx date 2019-07-23	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$850.00 +5,000 vol $0.17 each	4,699,600
Filed 2019-12-18 15:24 Tx date 2019-07-22	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,710 +9,500 vol $0.18 each	4,694,600
Filed 2019-12-18 15:23 Tx date 2019-07-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,890 +10,500 vol $0.18 each	4,685,100
Filed 2019-12-18 15:22 Tx date 2019-07-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,615 +9,500 vol $0.17 each	4,674,600
Filed 2019-12-18 15:22 Tx date 2019-07-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,400 +20,000 vol $0.07 each	4,665,100
Filed 2019-12-18 15:21 Tx date 2019-07-02	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,400 +20,000 vol $0.07 each	4,645,100
Filed 2019-12-18 15:20 Tx date 2019-06-27	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,750 +25,000 vol $0.07 each	4,625,100
Filed 2019-12-18 15:19 Tx date 2019-06-26	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$800.00 +10,000 vol $0.08 each	4,600,100
Filed 2019-12-18 15:19 Tx date 2019-06-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$480.00 +6,000 vol $0.08 each	4,590,100
Filed 2019-12-18 15:18 Tx date 2019-06-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$280.00 +4,000 vol $0.07 each	4,584,100
Filed 2019-12-18 15:18 Tx date 2019-06-18	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$420.00 +6,000 vol $0.07 each	4,580,100
Filed 2019-12-18 15:17 Tx date 2019-06-11	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,880 +48,000 vol $0.06 each	4,574,100
Filed 2019-12-18 15:16 Tx date 2019-06-10	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$2,450 +49,000 vol $0.05 each	4,526,100
Filed 2019-12-18 15:16 Tx date 2019-06-10	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$210.00 +3,000 vol $0.07 each	4,477,100
Filed 2019-12-18 15:15 Tx date 2019-06-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$300.00 +5,000 vol $0.06 each	4,474,100
Filed 2019-12-18 15:15 Tx date 2019-06-03	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,050 +15,000 vol $0.07 each	4,469,100
Filed 2019-12-18 15:14 Tx date 2019-05-28	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,200 +20,000 vol $0.06 each	4,454,100
Filed 2019-12-18 15:14 Tx date 2019-05-27	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$6,850 +137,000 vol $0.05 each	4,434,100
Filed 2019-12-18 15:13 Tx date 2019-05-24	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$500.00 +10,000 vol $0.05 each	4,297,100
Filed 2019-12-18 15:13 Tx date 2019-05-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$3,000 +50,000 vol $0.06 each	4,287,100
Filed 2019-12-18 15:12 Tx date 2019-04-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$600.00 +10,000 vol $0.06 each	4,237,100
Filed 2019-12-18 15:12 Tx date 2019-04-24	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$360.00 +6,000 vol $0.06 each	4,227,100
Filed 2019-12-18 09:57 Tx date 2019-04-23	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,200 +20,000 vol $0.06 each	4,221,100
Filed 2019-12-18 09:56 Tx date 2019-04-17	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$550.00 +11,000 vol $0.05 each	4,201,100
Filed 2019-12-18 09:52 Tx date 2019-04-15	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$150.00 +3,000 vol $0.05 each	4,190,100
Filed 2019-12-18 09:51 Tx date 2019-04-08	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$50.00 +1,000 vol $0.05 each	4,187,100
Filed 2019-12-18 09:51 Tx date 2019-03-29	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$490.00 +7,000 vol $0.07 each	4,186,100
Filed 2019-12-18 09:50 Tx date 2019-03-26	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$140.00 +2,000 vol $0.07 each	4,179,100
Filed 2019-12-17 15:21 Tx date 2019-03-14	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$900.00 +15,000 vol $0.06 each
Filed 2019-12-17 15:37 Tx date 2019-03-25	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$600.00 +10,000 vol $0.06 each	4,177,100
Filed 2019-12-17 15:36 Tx date 2019-03-22	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$840.00 +12,000 vol $0.07 each	4,167,100
Filed 2019-12-17 15:36 Tx date 2019-03-21	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$350.00 +5,000 vol $0.07 each	4,155,100
Filed 2019-12-17 15:35 Tx date 2019-03-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$140.00 +2,000 vol $0.07 each	4,150,100
Filed 2019-12-17 15:34 Tx date 2019-03-19	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$700.00 +10,000 vol $0.07 each	4,148,100
Filed 2019-12-17 15:33 Tx date 2019-03-18	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,400 +20,000 vol $0.07 each	4,138,100
Filed 2019-12-17 15:24 Tx date 2019-03-15	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$405.00 +8,100 vol $0.05 each	4,118,100
Filed 2019-12-17 15:22 Tx date 2019-03-14	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$900.00 +15,000 vol $0.06 each	4,110,000
Filed 2019-12-17 15:21 Tx date 2019-03-14	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$900.00 +15,000 vol $0.06 each	4,095,000
Filed 2019-12-17 15:21 Tx date 2019-03-13	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$20.00 +400 vol $0.05 each	4,080,000
Filed 2019-12-17 15:20 Tx date 2019-03-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$70.00 +1,000 vol $0.07 each	4,079,600
Filed 2019-12-17 15:18 Tx date 2019-03-06	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$70.00 +1,000 vol $0.07 each	4,078,600
Filed 2019-12-17 15:18 Tx date 2019-03-05	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$425.00 +8,500 vol $0.05 each	4,077,600
Filed 2019-12-17 15:17 Tx date 2019-02-28	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$1,200 +20,000 vol $0.06 each	4,069,100
Filed 2019-12-17 15:15 Tx date 2019-02-20	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$50.00 +1,000 vol $0.05 each	4,049,100
Filed 2019-12-17 15:15 Tx date 2019-02-14	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$15,400 +308,000 vol $0.05 each	4,048,100
Filed 2019-12-17 15:10 Tx date 2019-02-13	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 10 - Acquisition or disposition in the public market	$50.00 +1,000 vol $0.05 each	3,740,100
Filed 2019-12-17 15:04 Tx date 2019-02-11	$MHY Marret High Yield Strategies Fund	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Trust Units Class A units 00 - Opening Balance-Initial SEDI Report		3,739,100
Filed 2016-07-12 Tx date 2016-07-11	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 10 - Acquisition or disposition in the public market	$3,360 +10,500 vol $0.32 each	1,827,155
Filed 2016-07-11 Tx date 2016-07-04	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 00 - Opening Balance-Initial SEDI Report
Filed 2016-07-11 Tx date 2016-07-05	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 10 - Acquisition or disposition in the public market	$1,600 +5,000 vol $0.32 each	1,788,155
Filed 2016-07-11 Tx date 2016-07-04	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 00 - Opening Balance-Initial SEDI Report		1,783,155
Filed 2016-07-11 Tx date 2016-07-06	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 10 - Acquisition or disposition in the public market	$480.00 +1,500 vol $0.32 each	1,789,655
Filed 2016-07-11 Tx date 2016-07-07	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 10 - Acquisition or disposition in the public market	$3,200 +10,000 vol $0.32 each	1,799,655
Filed 2016-07-11 Tx date 2016-07-08	$MAR Marret Resource Corp.	Stratton, Neil 3 - 10% Security Holder of Issuer Direct Ownership	Common Shares 10 - Acquisition or disposition in the public market	$5,440 +17,000 vol $0.32 each	1,816,655