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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2017-03-30
Tx date 2016-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan

+3,744 vol
43,721
Filed 2017-03-10
Tx date 2016-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$482.50
+193 vol
$2.50 each
59,922
Filed 2017-03-08
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$89,097
+39,078 vol
$2.28 each
Filed 2017-03-08
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$92,392
+40,523 vol
$2.28 each
110,083
Filed 2017-01-19
Tx date 2010-01-01
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$89,097
+39,078 vol
$2.28 each
108,638
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$911,999
+400,000 vol
$2.28 each
400,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$113,999
+50,000 vol
$2.28 each
252,000
Filed 2017-01-03
Tx date 2017-01-03
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options
$-656,240
-52,000 vol
$12.62 each
202,000
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-9,987.60
-4,756 vol
$2.10 each
59,729
Filed 2016-12-20
Tx date 2016-12-15
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$290.00
+116 vol
$2.50 each
64,485
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$656,240
+52,000 vol
$12.62 each
102,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$860,500
+50,000 vol
$17.21 each
204,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$811,720
+52,000 vol
$15.61 each
154,000
Filed 2016-12-08
Tx date 2016-12-05
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$806,000
+50,000 vol
$16.12 each
254,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-806,000
-50,000 vol
$16.12 each
50,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-656,240
-52,000 vol
$12.62 each
202,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-811,720
-52,000 vol
$15.61 each
150,000
Filed 2016-11-24
Tx date 2016-11-23
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
97 - Other
$-860,500
-50,000 vol
$17.21 each
100,000
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$102,000
+60,000 vol
$1.70 each
103,776
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$66,000
+31,429 vol
$2.10 each
69,560
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$80,075
+38,131 vol
$2.10 each
38,131
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$2,146
+166 vol
$12.93 each
16,367
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Holder: Employee Savings Plan Trustee (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$49,854
+4,668 vol
$10.68 each
39,977
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,418
+353 vol
$15.35 each
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$109,208
+52,004 vol
$2.10 each
64,369
Filed 2016-03-14
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,097
+402 vol
$12.68 each
12,365
Filed 2016-01-16
Tx date 2016-01-04
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
52 - Expiration of options

-55,000 vol
254,000
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
309,000
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
59 - Exercise for cash
$-15,458.04
-4,404 vol
$3.51 each
12,150
Filed 2016-01-04
Tx date 2015-12-31
$NAL
Newalta Corporation
Whiteley, Took
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
30 - Acquisition or disposition under a purchase/ownership plan
$5,418
+353 vol
$15.35 each
16,554