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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2019-04-09 10:57
Tx date 2018-12-31
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$39,201
+5,475 vol
$7.16 each
397,038
Filed 2019-03-27 14:56
Tx date 2018-12-31
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$7,944
+1,200 vol
$6.62 each
Filed 2019-03-27
Tx date 2018-12-31
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$7,944
+1,200 vol
$6.62 each
392,763
Filed 2018-11-19
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-257,454.40
-40,544 vol
$6.35 each
391,563
Filed 2018-11-19
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-85,000 vol
228,891
Filed 2018-11-19
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+85,000 vol
432,107
Filed 2018-08-20
Tx date 2018-08-15
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$424,604
+58,891 vol
$7.21 each
313,891
Filed 2018-06-18
Tx date 2018-06-14
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
50 - Grant of options
$2,692,000
+400,000 vol
$6.73 each
400,000
Filed 2018-06-18
Tx date 2012-10-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
00 - Opening Balance-Initial SEDI Report
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-68,274 vol
255,000
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-203,575
-32,572 vol
$6.25 each
347,107
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+68,274 vol
379,679
Filed 2018-03-22
Tx date 2017-12-31
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$18,958
+3,108 vol
$6.10 each
311,405
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-85,000 vol
323,274
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-85,000 vol
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-85,000 vol
Filed 2017-11-09
Tx date 2017-11-09
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-172,711.50
-40,638 vol
$4.25 each
308,297
Filed 2017-11-09
Tx date 2017-11-09
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-172,711.50
-40,638 vol
$4.25 each
Filed 2017-11-09
Tx date 2017-11-09
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-172,711.50
-40,638 vol
$4.25 each
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+85,000 vol
348,935
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+85,000 vol
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+85,000 vol
Filed 2017-10-17
Tx date 2017-09-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-120,000 vol
408,274
Filed 2017-10-17
Tx date 2017-10-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-260,465.3016
-57,351 vol
$4.54 each
263,935
Filed 2017-10-17
Tx date 2017-09-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+120,000 vol
321,286
Filed 2017-06-08
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+102,152 vol
250,094
Filed 2017-06-08
Tx date 2017-06-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-229,885.68
-48,808 vol
$4.71 each
201,286
Filed 2017-06-08
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-102,152 vol
528,274
Filed 2017-01-23
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-551,226.32
-127,304 vol
$4.33 each
Filed 2017-01-23
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-844,350
-195,000 vol
$4.33 each
9,746
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-97,228 vol
630,426
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+97,228 vol
262,152
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-167,924.8428
-46,514 vol
$3.61 each
215,638
Filed 2016-09-13
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-98,445.3498
-22,743 vol
$4.33 each
102,272
Filed 2016-09-13
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-107,479.138
-24,830 vol
$4.33 each
Filed 2016-09-06
Tx date 2016-09-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-120,000 vol
727,654
Filed 2016-09-06
Tx date 2016-09-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-263,795.0652
-57,348 vol
$4.60 each
162,837
Filed 2016-09-06
Tx date 2016-09-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+120,000 vol
220,185
Filed 2016-08-09
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-47,573 vol
847,654
Filed 2016-08-09
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-107,479.138
-24,830 vol
$4.33 each
100,185
Filed 2016-08-09
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+47,573 vol
125,015
Filed 2016-08-04
Tx date 2016-08-04
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-551,226.32
-127,304 vol
$4.33 each
77,442
Filed 2016-03-29
Tx date 2015-12-31
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$22,377
+4,032 vol
$5.55 each
204,746
Filed 2015-11-25
Tx date 2015-09-10
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$2,358,750
+425,000 vol
$5.55 each
1,027,456
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-12,229 vol
470,227
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-6,351 vol
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-6,351 vol
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-28,411.9008
-5,878 vol
$4.83 each
200,714
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+12,229 vol
206,592
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+6,351 vol
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+6,351 vol
Filed 2015-10-01
Tx date 2015-09-30
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-120,000 vol
482,456
Filed 2015-10-01
Tx date 2015-09-30
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-292,984.926
-56,004 vol
$5.23 each
194,363
Filed 2015-10-01
Tx date 2015-09-30
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+120,000 vol
250,367
Filed 2015-07-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
de Rosnay, Alexis
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$493,900
+68,274 vol
$7.23 each
602,456