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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-96,367 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-154,681 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-200,000 vol
0
Filed 2018-07-19
Tx date 2018-07-19
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition

-250,000 vol
0
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-24,570.63
-19,047 vol
$1.29 each
106,630
Filed 2018-05-25
Tx date 2018-05-25
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
59 - Exercise for cash
$-13,239.27
-10,263 vol
$1.29 each
96,367
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$128,699
+104,634 vol
$1.23 each
154,681
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$67,499
+54,878 vol
$1.23 each
125,677
Filed 2018-04-12
Tx date 2018-04-09
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$61,500
+50,000 vol
$1.23 each
250,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$113,999
+50,000 vol
$2.28 each
200,000
Filed 2017-01-19
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options Performance Vested (2017)
50 - Grant of options
$455,999
+200,000 vol
$2.28 each
200,000
Filed 2017-01-19
Tx date 2017-01-15
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$70,198
+30,789 vol
$2.28 each
70,799
Filed 2016-05-25
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
Filed 2016-05-25
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$105,098
+50,047 vol
$2.10 each
50,047
Filed 2016-04-26
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
00 - Opening Balance-Initial SEDI Report
Filed 2016-04-26
Tx date 2016-04-20
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Common Shares
16 - Acquisition or disposition under a prospectus exemption
$66,300
+39,000 vol
$1.70 each
39,000
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$24,021
+11,439 vol
$2.10 each
11,439
Filed 2016-03-15
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
40,010
Filed 2016-03-15
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-03-14
Tx date 2016-03-11
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
56 - Grant of rights
$59,999
+28,571 vol
$2.10 each
28,571
Filed 2016-03-14
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Performance Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2016-01-28
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$525,000
+150,000 vol
$3.50 each
150,000
Filed 2016-01-28
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
Filed 2016-01-08
Tx date 2016-01-04
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
50 - Grant of options
$175,000
+50,000 vol
$3.50 each
50,000
Filed 2016-01-08
Tx date 2015-08-31
$NAL
Newalta Corporation
Kleinen, Paul Joseph
5 - Senior Officer of Issuer
Direct Ownership
Options
00 - Opening Balance-Initial SEDI Report