Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
|
Preferred Shares Series Y
97 - Other
|
-120,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$ACO
ATCO LTD. |
Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Common Shares Class II
97 - Other
|
-11,447,520 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$ACO
ATCO LTD. |
Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class I
11 - Acquisition or disposition carried out privately
|
-235,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$ACO
ATCO LTD. |
Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Non-Voting Shares Class I
97 - Other
|
-25,754,636 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class B
11 - Acquisition or disposition carried out privately
|
-8 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Common Shares Class B
97 - Other
|
-289,600 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
11 - Acquisition or disposition carried out privately
|
-621,940 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Non-Voting Shares Class A
97 - Other
|
-227,901 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Control or Direction)
|
Preferred Shares Series AA
97 - Other
|
-232,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
|
Preferred Shares Series AA
97 - Other
|
-144,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Control or Direction)
|
Preferred Shares Series BB
97 - Other
|
-200,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
|
Preferred Shares Series BB
97 - Other
|
-140,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Spruce Meadows Ltd. (Indirect Ownership)
|
Preferred Shares Series CC
97 - Other
|
-76,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Leader's Sponsorship Fund (Control or Direction)
|
Preferred Shares Series DD
97 - Other
|
-100,000 vol |
0 | |
Filed 2016-11-04 Tx date 2016-10-31 |
$ACO
ATCO LTD. |
Southern, (the Estate of) Ronald D.
3 - 10% Security Holder of Issuer, 4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares Class II
11 - Acquisition or disposition carried out privately
|
-4,000 vol |
0 | |
Filed 2016-10-03 Tx date 2016-09-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$20,298
+539 vol $37.66 each |
||
Filed 2016-10-03 Tx date 2016-09-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$20,261
+538 vol $37.66 each |
621,940 | |
Filed 2016-09-20 Tx date 2016-09-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$56,941
+1,512 vol $37.66 each |
227,901 | |
Filed 2016-09-20 Tx date 2016-09-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$20,298
+539 vol $37.66 each |
621,941 | |
Filed 2016-09-13 Tx date 2016-09-09 |
$AKT
Akita Drilling Ltd. |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
|
Non-Voting Shares
11 - Acquisition or disposition carried out privately
|
$-30,905.28
-7,884 vol $3.92 each |
||
Filed 2016-09-13 Tx date 2016-09-09 |
$AKT
Akita Drilling Ltd. |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
|
Non-Voting Shares
11 - Acquisition or disposition carried out privately
|
$-63,072
-7,884 vol $8.00 each |
25,878 | |
Filed 2016-09-12 Tx date 2016-09-09 |
$AKT
Akita Drilling Ltd. |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
|
Non-Voting Shares
11 - Acquisition or disposition carried out privately
|
-25,878 vol |
0 | |
Filed 2016-09-12 Tx date 2016-09-09 |
$AKT
Akita Drilling Ltd. |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
|
Non-Voting Shares
11 - Acquisition or disposition carried out privately
|
$-30,905.28
-7,884 vol $3.92 each |
25,878 | |
Filed 2016-06-21 Tx date 2016-06-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$187,279
+5,267 vol $35.56 each |
621,402 | |
Filed 2016-06-21 Tx date 2016-06-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$56,429
+1,587 vol $35.56 each |
226,389 | |
Filed 2016-03-04 Tx date 2016-03-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Direct Ownership
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$185,364
+5,700 vol $32.52 each |
616,135 | |
Filed 2016-03-04 Tx date 2016-03-01 |
$CU
Canadian Utilities Limited |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer, 6 - Director or Senior Officer of 10% Security Holder, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6), 5 - Senior Officer of Issuer
Holder: Sentgraf Enterprises Ltd. (Indirect Ownership)
|
Non-Voting Shares Class A
30 - Acquisition or disposition under a purchase/ownership plan
|
$55,869
+1,718 vol $32.52 each |
224,802 | |
Filed 2016-02-08 Tx date 2016-01-13 |
$AKT
Akita Drilling Ltd. |
Southern, (the Estate of) Ronald D.
4 - Director of Issuer
Direct Ownership
|
Non-Voting Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$625.92
+96 vol $6.52 each |
33,762 |