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SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2019-02-04 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Marchat, Corinne
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
207 | ||
| Filed 2019-02-04 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Marchat, Corinne
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
945 | ||
| Filed 2019-02-01 Tx date 2019-01-24 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-02-01 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+207 vol |
207 | |
| Filed 2019-02-01 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+945 vol |
945 | |
| Filed 2019-02-01 Tx date 2019-01-24 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: SPV Finances (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-02-01 Tx date 2019-01-24 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: SPV Finances (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-02-01 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: SPV Finances (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+8,320,041 vol |
8,320,041 | |
| Filed 2019-02-01 Tx date 2019-01-24 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-02-01 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Luquain, Serge
4 - Director of Issuer, 7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: SPV Finances (Indirect Ownership)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+37,960,189 vol |
37,960,189 | |
| Filed 2019-01-29 Tx date 2015-11-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+207 vol |
207 | |
| Filed 2019-01-29 Tx date 2015-11-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+396,064 vol |
396,064 | |
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+9,184,464 vol |
9,184,464 | |
| Filed 2019-01-29 Tx date 2015-11-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Bonds Convertible Bonds Tranche B
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+945 vol |
5,800,945 | |
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
|
Common Shares
37 - Stock split or consolidation
|
-23,200,000 vol |
5,800,000 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+1,807,043 vol |
1,807,043 | |
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+41,904,117 vol |
41,904,117 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+207 vol |
207 | |
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+945 vol |
945 | |
| Filed 2019-01-29 Tx date 2015-11-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Zhang, Sicheng
3 - 10% Security Holder of Issuer, 4 - Director of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Bonds Convertible Bonds Tranche B
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+$31,915 vol |
$31,915 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2018-11-15 Tx date 2017-10-26 |
$CNA
CanAsia Financial Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2018-11-15 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2018-11-15 Tx date 2018-11-15 |
$CNA
CanAsia Financial Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Debentures
16 - Acquisition or disposition under a prospectus exemption
|
$
+$60,000 vol $0.125 each |
$60,000 | |
| Filed 2018-11-15 Tx date 2018-11-15 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Holder: Malchemy Corporation Limited (Indirect Ownership)
|
Convertible Debentures
16 - Acquisition or disposition under a prospectus exemption
|
$
+$600,000 vol $0.125 each |
$600,000 | |
| Filed 2018-09-10 Tx date 2018-09-09 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
55 - Expiration of warrants
|
-7,500,000 vol |
0 | |
| Filed 2018-09-10 Tx date 2018-09-06 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Direct Ownership
|
Convertible Preferred Shares Series C Preferred Shares
11 - Acquisition or disposition carried out privately
|
-15,000,000 vol |
0 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Leung, Jay Kai On
4 - Director of Issuer
Direct Ownership
|
Convertible Preferred Shares Series B Preferred Shares
36 - Conversion or exchange
|
-569,445 vol |
0 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
29,000,000 | ||
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Leung, Jay Kai On
4 - Director of Issuer
Direct Ownership
|
Common Shares
36 - Conversion or exchange
|
+569,445 vol |
4,856,945 | |
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Direct Ownership
|
Warrants
00 - Opening Balance-Initial SEDI Report
|
7,500,000 | ||
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Zhang, Sicheng
3 - 10% Security Holder of Issuer
Direct Ownership
|
Convertible Preferred Shares Series C Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
15,000,000 | ||
| Filed 2015-11-27 Tx date 2015-11-25 |
$CNA
CanAsia Financial Inc. |
Leung, Jay Kai On
4 - Director of Issuer
Direct Ownership
|
Common Shares
47 - Acquisition or disposition by gift
|
-569,445 vol |
4,287,500 |